Rights & Obligations of Investors

• To know our registration status and that our services consist of guidance incidental to our mutual fund distribution services, within the regulatory framework.
• To receive the SID, SAI, KIM, Riskometer, addenda, factsheets and risk disclosures issued by the AMC.
• To have a scheme's objectives, costs and risks explained before investing.
• To have your risk profile recorded, assessed and explained, and to be informed if a requested scheme does not match it.
• To receive transaction confirmations, account statements and the half-yearly Consolidated Account Statement.
• To know the commission we earn on Regular Plans (Direct Plans are available from the AMC/RTA and are not distributed by us).
• To register a nominee, or record opting out, for each folio.
• To place, stop, pause or redeem transactions on your own instruction.
• To fair, transparent and professional service under SEBI regulations and the AMFI Code of Conduct.
• To access, correct and withdraw consent over your personal data.
• To raise a grievance and receive acknowledgment within 3 working days and resolution within 15, with escalation to SEBI SCORES and SMART ODR.

• Complete KYC and keep PAN, bank, contact, tax and nomination details accurate and current.
• Provide accurate information about objectives, finances and risk tolerance during profiling.
• Read all scheme-related documents before investing.
• Pay only the concerned AMC, from your registered bank account — never the distributor or any individual.
• Never hand over signed blank forms, cheques or slips; never share OTPs, passwords or card details.
• Review statements and the CAS regularly and report discrepancies promptly.
• Tell us about material changes so your risk profile stays current.
• Ignore tips and offers from unverified channels, forwards and unknown callers.

• Honest, fair, transparent conduct under SEBI regulations and the AMFI Code of Conduct.
• Relevant scheme information with risks and costs disclosed.
• Transactions only on your instruction — no discretion over your investments.
• Commission disclosed; no separate distribution fee charged to you.
• No promises or guarantees of any return, ever.
• Confidentiality of your information under the DPDP Act, 2023.
• Valid certification and EUIN for everyone engaged in distribution.
• Investor and complaint records maintained, grievances tracked to closure, and material changes communicated.

Sanriya Finvest Pvt. Ltd. is committed to complying with applicable SEBI regulations, SEBI Master Circulars, AMFI guidelines and the AMFI Code of Conduct for Mutual Fund Distributors. This document is issued for investor awareness; it is not investment, legal or tax advice. Mutual Fund investments are subject to market risks — read all scheme-related documents carefully. Business hours: Monday–Saturday, 10:00 AM – 6:00 PM IST (except public holidays).